The Securities Commission

List of valid registrants by class of registration, registered with The Securities Commission as at March 31st 2010 in accordance with Section 46(5) (a) of the Securities Act Cap 318A.

Year

Brokers (9)


BNB Finance & Trust Corporation
Caribbean Financial Services Corporation
Caribbean Money Market Brokers Barbados Limited
CLICO Mortgage & Finance Corporation
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
Fortress Fund Managers Ltd.
RBC Dominion Securities Global Limited
Royal Fidelity Capital Markets (Barbados) Limited
Sagicor Asset Management Inc.

Investment Advisers (7)


Ascent Investment Management Inc.
Caribbean Money Market Brokers Barbados Limited
CLICO Mortage & Finance Corporation
Fintrade Services Inc.
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
RBC Dominion Securities Global Limited
Sagicor Asset Management Inc.

Dealers (4)


Caribbean Money Market Brokers Barbados Limited
CLICO Mortage & Finance Corporation
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
Sagicor Asset Management Inc.

Traders (5)


Caribbean Money Market Brokers Barbados Limited
CLICO Mortage & Finance Corporation
Fortress Fund Managers Limited
Royal Fidelity Capital Markets (Barbados) Limited
Sagicor Asset Management Inc.

Underwriters (4)


BNB Finance & Trust Corporation
Caribbean Money Market Brokers Barbados Limited
Consolidated Finance Company Limited
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.

Securities Companies (9)


BNB Finance & Trust Corporation
Caribbean Financial Services Corporation
Caribbean Money Market Brokers Barbados Limited
CLICO Mortgage & Finance Corporation
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
Fortress Fund Managers Ltd.
RBC Dominion Securities Global Limited
Royal Fidelity Capital Markets (Barbados) Limited
Sagicor Asset Management Inc.

Reporting Issuers (35)

Almond Resorts Inc.

Ansa McCal (Barbados) Ltd.

Apes Hill Development SRL

Banks Holdings Limited

Barbados Agricultural Management Company

Barbados Dairy Industries Limited

Barbados Farms Limited

Barbados Investment & Development Corporation

Barbados National Bank Inc.

Barbados Port Inc.

1

2

3

4

Self-Regulatory Organisations (2)


Barbados Central Securities Depository Inc.
Barbados Stock Exchange Inc.

Mutual Funds - General (20)

BNB Capital Growth Fund

BNB Funds Inc.

BNB Income Fund

BNB Property Fund

CLICO Balanced Fund Inc.

Financorp Funds SCC

Fortress Caribbean High Interest Fund Limited

Fortress Caribbean Pension Fund Limited

Fortress Caribbean Property Fund Limited

Fortress Mutual Fund Limited

1

2

Mutual Funds - Exempt (1)


Jamaica Select Index Fund

Mutual Funds - Limited Investors (0)

Mutual Fund Administrators - General (6)


BNB Finance & Trust Corporation
Cidel Bank & Trust Inc.
CLICO Mortgage & Finance Corporation
Fortress Fund Managers Ltd.
Royal Fidelity Capital Markets (Barbados) Limited
Sagicor Funds Inc.

Mutual Fund Administrators - Restricted (1)


Amicorp Fund Services N.V.