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Welcome to the Website of The Securities Commission
The Securities Commission is a statutory body and was established by the
Securities Act
Cap 318A, which repealed the
Securities Exchange Act
(1982). By virtue of section 4 of the Act, the Commission is mandated inter alia to:
(a) Advise the Minister (of Finance) on all matters relating to the Commission and the securities market
(b) Maintain surveillance over the securities market and ensure orderly, fair and equitable dealings in securities and
(c) Register, authorize or regulate, in accordance with the Act, self-regulatory organisations, securities companies, brokers, dealers, traders, underwriters, issuers and investment advisers, and control and supervise their activities with a view to maintaining proper standards of conduct and professionalism in the securities business
We welcome your comments, suggestions and any information you care to provide to assist us in realising our objectives. We sincerely hope that the information published on this website will assist you as an investor, market participant or individual who is generally interested in the work of the Commission.
Neville V. Nicholls KA - Chairman