The Securities Commission

List of valid registrants by class of registration, registered with The Securities Commission as at March 31st 2009 in accordance with Section 46(5) (a) of the Securities Act Cap 318A.

Year

Brokers (6)


BNB Finance & Trust Corporation
Caribbean Money Market Brokers Barbados Limited
CLICO Mortage & Finance Corporation
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
Sagicor Asset Management Inc.
Signia Financial Group Inc.

Investment Advisers (6)


Ascent Investment Management Inc.
Caribbean Money Market Brokers Barbados Limited
CLICO Mortage & Finance Corporation
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
MD & J Investments Consultants Inc.
Sagicor Asset Management Inc.

Dealers (4)


Caribbean Money Market Brokers Barbados Limited
CLICO Mortage & Finance Corporation
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
Sagicor Asset Management Inc.

Traders (3)


Caribbean Money Market Brokers Barbados Limited
CLICO Mortage & Finance Corporation
Sagicor Asset Management Inc.

Underwriters (5)


BNB Finance & Trust Corporation
Caribbean Money Market Brokers Barbados Limited
Citicorp Merchant Bank Limited
Consolidated Finance Company Limited
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.

Securities Companies (9)


BNB Finance & Trust Corporation
Caribbean Financial Services Corporation
Caribbean Money Market Brokers Barbados Limited
CLICO Mortgage & Finance Corporation
FirstCaribbean International Trust & Merchant Bank(B'dos) Ltd.
Fortress Fund Managers Ltd.
Royal Fidelity Capital Markets (Barbados) Limited
Sagicor Asset Management Inc.
Signia Financial Group Inc.

Reporting Issuers (36)

ABC Project Corp.

Almond Resorts Inc.

Ansa McCal (Barbados) Ltd.

Apes Hill Development SRL

Banks Holdings Limited

Barbados Agricultural Management Company

Barbados Dairy Industries Limited

Barbados Farms Limited

Barbados Investment & Development Corporation

Barbados National Bank Inc.

1

2

3

4

Self-Regulatory Organisations (2)


Barbados Central Securities Depository Inc.
Barbados Stock Exchange Inc.

Mutual Funds - General (10)


BNB Funds Inc.
CLICO Balanced Fund Inc.
Fortress Caribbean High Interest Fund Limited
Fortress Caribbean Pension Fund Limited
Fortress Caribbean Property Fund Limited
Fortress Mutual Fund Limited
Royal Fidelity (Barbados) Investment Fund Limited
Sagicor Global Balanced Fund
Sagicor Preferred Income Fund
Sagicor Select Growth Fund

Mutual Funds - Exempt (2)


FG Caribbean Bond Fund
Jamaica Select Index Fund

Mutual Funds - Limited Investors (0)

Mutual Fund Administrators - General (6)


BNB Finance & Trust Corporation
Cidel Bank & Trust Inc.
CLICO Mortgage & Finance Corporation
Fortress Fund Managers Ltd.
Royal Fidelity Capital Markets (Barbados) Limited
Sagicor Funds Inc.

Mutual Fund Administrators - Restricted (0)